Job Description
We are seeking a strategic, experienced, and client-centric professional to lead as Director – Markets Client Onboarding. In this senior leadership role, you will be responsible for setting and driving the onboarding strategy for Financial Markets clients globally, ensuring world-class service delivery across all touchpoints.
You will lead cross-functional collaboration across Sales, Coverage, Risk, Legal, Compliance, and Operations — ensuring clients are onboarded efficiently, compliantly, and ready to trade across our full suite of products. This is a high-impact role for a dynamic leader who thrives in a fast-paced, regulated environment and is committed to continuous improvement and exceptional client experience.
Key Responsibilities
Strategic Leadership & Transformation
- Define and execute global onboarding strategy for Markets clients
- Champion transformation initiatives for scale, digitisation, and client experience
- Align onboarding with Markets growth and regulatory strateg
Executive Stakeholder Management
- Act as trusted partner to senior leaders in Sales, Coverage, and Risk
- Represent onboarding in executive forums and audits
- Lead resolution of high-impact onboarding escalations with a solutions-first approach
Governance, Risk & Regulatory Oversight
- Oversee regulatory readiness including KYC, CIP, FATCA, EMIR, and Dodd-Frank
- Ensure compliance with global and local policies
- Drive proactive risk identification and operational integrity
Operational Excellence
- Ensure seamless client onboarding, including e-platform enablement and trading limits
- Build robust MI, KPIs, and quality control to drive performance
- Promote continuous improvement through automation and process redesign
People & Culture Leadership
- Lead and inspire a high-performing global onboarding team
- Foster an inclusive culture focused on development and well-being
- Provide mentorship and skills uplift across regions
Strategic Leadership & Transformation
- Define and execute global onboarding strategy for Markets clients
- Champion transformation initiatives for scale, digitisation, and client experience
- Align onboarding with Markets growth and regulatory strateg
Executive Stakeholder Management
- Act as trusted partner to senior leaders in Sales, Coverage, and Risk
- Represent onboarding in executive forums and audits
- Lead resolution of high-impact onboarding escalations with a solutions-first approach
Governance, Risk & Regulatory Oversight
- Oversee regulatory readiness including KYC, CIP, FATCA, EMIR, and Dodd-Frank
- Ensure compliance with global and local policies
- Drive proactive risk identification and operational integrity
Operational Excellence
- Ensure seamless client onboarding, including e-platform enablement and trading limits
- Build robust MI, KPIs, and quality control to drive performance
- Promote continuous improvement through automation and process redesign
People & Culture Leadership
- Lead and inspire a high-performing global onboarding team
- Foster an inclusive culture focused on development and well-being
- Provide mentorship and skills uplift across regions
Skills and Qualifications
Skills
- Proven expertise in Markets products and client onboarding across jurisdictions
- Deep understanding of regulatory frameworks and operational controls
- Executive-level stakeholder management and communication
- Strategic thinking with hands-on delivery focus
- Strong leadership and team development capabilities
- Track record of leading transformation or digital initiatives
Qualifications
Experience & Attributes
- 12+ years of relevant experience in client onboarding, Markets operations, or financial services
- Experience leading complex onboarding and client enablement in a regulated environment
- Deep understanding of onboarding platforms, workflow tools, and client lifecycle management
- Fluent in English (verbal and written); additional languages are a plus
- Bachelor’s degree in Business, Finance, or related discipline; advanced qualifications a plus
Competencies
- Action Oriented
- Collaborates
- Customer Focus
- Gives Clarity & Guidance
- Manages Ambiguity
- Develops Talent
- Drives Vision & Purpose
- Nimble Learning
- Decision Quality
- Courage
- Instills Trust
- Strategic Mindset
- Technical Competencies: This is a generic competency to evaluate candidate on role-specific technical skills and requirements
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Job Description
We are seeking a highly experienced Director, Prime Services Business Risk Manager to join our Markets team. In this role, you will act as the trusted risk advisor to the Prime Services leadership team, ensuring the business operates within the Bank’s risk appetite while supporting growth and innovation. You will be responsible for identifying, assessing, mitigating, and monitoring non-financial risks (NFRs) across the Prime Services business, driving a strong control environment, and ensuring compliance with global regulatory requirements.
Key Responsibilities
- Serve as the primary risk contact for the Prime Services business.
- Execute the Non-Financial Risk Framework: risk identification, control design, assessment, monitoring, and remediation.
- Lead and strengthen the control environment through testing, thematic reviews, and remediation of audit/regulatory findings.
- Monitor and advise on regulatory developments (e.g., EMIR, CFTC, Uncleared Margin Rules) and ensure operational resilience.
- Oversee risk governance forums, providing credible challenge and subject matter expertise.
- Support Risk and Control Self-Assessments (RCSA) and ensure accurate documentation.
- Provide risk input for new products, technology changes, and transformation projects.
- Engage with senior stakeholders, regulators, and internal committees, promoting a risk-aware culture.
Skills and Qualifications
Technical & Professional Skills
- Strong knowledge of Prime Services workflows (financing, margining, clearing, custody, execution).
- Proven track record in business risk management, operational risk, compliance, or internal audit within a global financial institution.
- Strong grasp of financial markets regulations and risk management frameworks.
- Experience with risk remediation programs and large-scale change initiatives.
- Data-driven mindset with ability to use management information (MI) and dashboards to influence decisions.
Leadership & Interpersonal Skills
- Proven ability to influence senior stakeholders and risk governance committees.
- Strong communication, facilitation, and conflict resolution skills.
- Self-starter with a problem-solving orientation and high integrity.
Qualifications
- Bachelor’s or Master’s degree in Finance, Risk, Business, or related field.
- Professional certifications (e.g., FRM, CFA, ICA, PRMIA) preferred.
- Demonstrated experience in global regulatory regimes and risk control frameworks.
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